Anti-Corruption Certification

To get certified

International experts - 15 January 2015
Barbara Neiger
Compliance and Management Specialist - Vienna, Austria

MACS – benchmark in anti-corruption education

In December 2014 Barbara Neiger, lead auditor, consultant and trainer for Compliance Management Systems received a Master’s degree in Anti-Corruption Studies (MACS) as a student of the first ever international Master’s program in anti-corruption. She discusses her experience below.

International experts - 14 January 2015
Richard Bistrong
Real world FCPA blogger - New York

Welcome back Richard. This is now our third Q & A in the Experts’ Corner, and I appreciate your bringing a front-line perspective to the Ethic Intelligence community. I know you recently wrote a blog piece on the OECD Foreign Bribery Report, but perhaps you can share some more of your reflections.

Thank you, and I appreciate the invitation to return to Experts’ Corner, especially in the context of the OECD Bribery Report, which I have found to be extremely relevant and resonating. As it states in the introduction “in order to fight corruption and win, we have to know our enemy,” and the Report really does an incredible service by drilling down into the details of what that actually means.

International experts - 13 January 2015
Frederick T. Davis
Of Counsel Debevoise & Plimpton LLP - Paris

You were formerly a federal prosecutor in the United States, and you now live and practice law in France as a member of the Paris Bar. From your perspective, is France lagging behind other countries in the fight against corruption?

So it would appear. In October 2012 the OECD issued its “Phase 3” report on France that was critical of its efforts, and in November 2014 it noted that France had made little progress since. One simple way of looking at it is that in the 14 years since France adopted OECD-compliant legislation criminalizing overseas corruption, not a single company has been definitively convicted of overseas corruption. (As I’ll describe below, one company was convicted in the first instance but was very recently acquitted on appeal).

International experts - 15 December 2014
Martin Tolar
Managing Director GRC Institute - Sydney, Australia

Can you explain how the idea for a standard on compliance management systems came about?

Australia has had a compliance standard since 1996 (AS/NZS2806). The Standard was then updated in 2006 and forms the basis of ISO 19600. As more and more countries implemented more complex regulations, including some with extraterritorial reach, the potential benefits of a uniform standard became evident. The Compliance Standard ISO 19600 consists of over-arching guidelines on what companies could and should do, in order to respect ever-increasing compliance obligations, irrespective of how they originate.

International experts - 14 December 2014
Angel Gurría
Secretary General of the OECD - 2, rue André Pascal Paris, France

The Secretary-General was invited by ETHIC Intelligence to contribute answers to written questions for publication on the occasion of International Anti-Corruption Day on December 9.

The OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions celebrates its 15th birthday. Do you believe that it has in fact reduced the incidence of corruption of foreign public officials by companies based in the signatory countries?

International experts - 12 December 2014
Fiona Coffey
Organisation Development Consultant - London

Fiona Coffey is the author of a report from the Institute of Business Ethics which examines the role of those working in Ethics and Compliance in improving corporate culture. She discusses her research below.

Why did you decide to research this topic?

There have been a number of corporate scandals in recent years that have got people asking whether businesses can reform themselves and promote ethical behaviour from the inside.

International experts - 15 November 2014
Bruno Quentin
Partner, Gide Loyrette Nouel - 22 Cours Albert 1er 75008 Paris

What were the major changes brought about in France following the introduction of the law of December 6, 2013 on the subject of anti-corruption?

The law of December 6, 2013 modifies numerous provisions of criminal law and criminal procedure. These amendments were the result of a government objective to combat more effectively economic and financial wrongdoing and, in particular, corruption. This willingness to introduce tougher measures is evidenced by harsher sanctions and enhanced means of investigation now at the disposal of the investigative services.

International experts - 15 October 2014
Anne le Rolland
Founder and CEO, Acte International - Grenoble

Customs clearance is the key point of international business. Whatever the value of the goods, shipment size, or shipper and consignee experience, “clearing goods” is an everyday challenge usually sub-contracted to brokers. They face pressure from both the customer and the relevant administration to simply execute their daily job. Their customer may be the exporter, the importer, both or neither. It could be their own agent in another country. All expect them to clear goods as fast as possible and avoid controls by customs authorities. This is where corruption risk appears.

International experts - 14 October 2014
Alison Taylor
Senior Managing Director Control Risks - New York

What is the current state of play in corporate risk management?

As the ERM (Entreprise Risk Management) industry continues to evolve, corporate responses to enterprise risk vary immensely. Companies use a number of overlapping frameworks to understand and respond to risk. Most of these frameworks are one-dimensional focused on prevention and internal controls. No surprise, then, that the organizational response to risk is so fragmented: Many companies view risk management as a cost and fail to incorporate it into strategic and commercial considerations. In beefing up risk management functions, corporations have generally hired risk management specialists from the financial services industry, perpetuating a quantitative, market-based focus.

International experts - 13 October 2014
Anatoly Yakorev
Director, Center for Business Ethics & Compliance (CBE&C) - Moscow

What is the current situation in Russia with respect to the fight against corruption?

This year, following the annexation of Crimea by Russia and other military activities in Southern Ukraine, sanctions were imposed by the US and EU. These new sanctions, along with Russia’s self-imposed food ban, began to reshape internal markets and to alter corruption levels in the country. Just prior to that, President Putin’s anti-corruption campaign which had kicked off in 2011 and was meant to make up for the lack of deep structural reforms and restrain certain key players, produced mixed results.

International experts - 12 October 2014
Richard Bistrong
Anti-Bribery & Compliance from the Front Line -

The following is our second Q & A with Richard Bistrong.

In your view why do sales representatives or front line business personnel engage in bribery or hire a third party for the express purpose of paying a bribe?

I think in the most general sense it is to attain some sort of market advantage with the goal of gaining or retaining business, through corrupt means. As to why third parties are involved, that is an interesting question.

International experts - 16 August 2014
Alexandra Almy
Certification Manager, ETHIC Intelligence -

Verification of Anti-corruption Compliance Programs – TI USA Report

This July Transparency International (TI) USA published its comprehensive report Verification of anti-corruption compliance programs in which it explores ways companies can restore the public’s confidence in self-regulation and “strengthen the standing and reputation of corporations with investors, business partners and the public at large”.

International experts - 16 July 2014
Frederick T. Davis
Of Counsel Debevoise & Plimpton LLP - Paris

BNP Paribas recently pleaded guilty in New York to a criminal violation of US law, and agreed with US prosecutors and regulators to pay almost US$9 billion. Did this surprise you?

The fact the bank pleaded guilty was unusual, although the Credit Suisse example a few months earlier foreshadowed that US authorities might not let another bank off with a non-criminal outcome such as a Deferred Prosecution Agreement. The size of the payment was striking though, and required some explanation.

International experts - 15 July 2014
Christian Sylvain
Chairman, European Club for Countertrade and Offset (ECCO), Associate Expert at the European Center of Law and Economy - Paris

” Every time an article on offsets appears in the international press, it is linked with corruption”

What are offsets?

The World Trade Organization defines offsets as: – “Measures used to encourage local development or improve the balance-of-payments accounts by means of domestic content, licensing of technology, investment requirements, counter-trade or similar requirements”. Offsets are only applied to government procurement, mainly in the defence, energy, transport and telecommunications sectors.

International experts - 11 July 2014
Hans-Hermann Aldenhoff
Country Head Germany, Partner, Rechtsanwalt Simmons & Simmons LLP - Dusseldorf, Germany

What is the level of liability carried by compliance officers working in Germany?

In Germany, where corporate criminal liability does not exist and wrongdoing is imputed to the individuals themselves, there is no statutory law specific to compliance officers. However, case law exists. Anyone can be liable as long as their job in the company is to prevent crimes from happening (irrespective of the job title). According to the law, the individual must take steps to prevent a crime from happening (intent of 3rd degree, where a compliance officer sees it as highly probable that a crime will be committed but does nothing to prevent it).

International experts - 10 July 2014
Marjolein Demmers
Former Director Corporate Responsibility and Group Compliance Officer Royal HaskoningDHV - The Netherlands

You participated in the ETHIC Intelligence Excellence in Compliance Day – how did you find it and was it useful for you and your work?

The Excellence in Compliance Day was very insightful for me. I am the Director of Corporate Responsibility at Royal HaskoningDHV, an international engineering firm. Recently a decision was taken to include the role of Group Compliance Officer in this position (instead of the position of the Corporate Secretary). I was already a member of the Integrity Council, but now the GCO role is fully ‘on my plate.’ I have had several meetings with Local Compliance Officers and the Integrity Council, and I have been reviewing our Integrity Management System and international developments in anti-corruption. The EIC Day was very helpful to get the latest in that respect. It was an opportunity to share knowledge and experiences with legal and business experts.

International experts - 09 July 2014
Maryam Hussain, Gavin Proudley
Partner and Integrity Diligence Lead, Fraud Investigation & Dispute Services, Ernst & Young - London, UK

Global operations = global risks

Ten percent of senior executives have been asked to pay a bribe according to EY’s latest Global Fraud Survey. Nearly 40% see bribery and corruption as widespread in their markets. And 41% of senior executives are willing to justify unethical practices to help their business survive. 11% of CEOs also felt misstating financial performance could be justified. Given these alarming statistics, it is almost inevitable that businesses with global operations are in some way interacting with individuals or entities that do not share the same ethical approach to business as they may expect.

International experts - 16 June 2014
Camille Verchery
General Manager VVR - Paris

Contrary to preconceived ideas and popular belief, corruption is not a matter of nationality. We often hear criticism of certain countries like Russia, China and other developing countries and their corrupt behavior at all levels of society. In reality the problem is more complex and concerns the environment more than the people. It is apparent that the rate of corruption is linked to the economic situation. A country with a high rate of growth will be more susceptible to corrupt behaviors.

International experts - 13 June 2014
Stefano Mogini
Co-chair of the G20 Anti-Corruption Working Group & Legal Advisor to the Permanent Mission of Italy to the United Nations - New York

Jointly organised by the Italian Co-Chair of the G20 Anti-Corruption Working Group and the OECD, this conference built on the conclusions of the G20 and B20 discussions over the past three years, implementing the G20 priority for closer co-operation between governments and the private sector.

International experts - 12 June 2014
Pedro Montoya
Senior Vice-President Group Ethics & Compliance Officer, AIRBUS Group -

In November 2012, EADS Group (now Airbus Group) requested a review of its anti-corruption program and has obtained in February 2014 ETHIC Intelligence certification for its entire operations. As a first step, the Group applied for Compliance Program Certification to ensure that the design of its program was adapted to the Group’s specific risks and in line with international best practices standards.

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